Securities offered through Royal Alliance Associates, Inc., Member FINRA/SIPC.
(c) Copyright 2010, Ashworth & Empey Financial
Ashworth & Empey Financialis (are) a Registered Representative (s) of and offers securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of Utah, Colorado, Wyoming, North Dakota, Idaho, Nevada, Arizona, California, Indiana, Ohio, New Hampshire, and Florida. No offers may be made or accepted from any resident outside the specific state(s) referenced.
Todd P. McChesney, ChFC, CLU and R. Scott Thomas offer investment advisory services through Royal Alliance Associates, Inc. a registered investment advisor. Additional advisory services offered through Stone Hill Advisory Services a registered investment advisor not affiliated with Royal Alliance Associates, Inc.
Martin B. Empey, CFP Empy offers investment advisory services through Ashworth & Empey Financial LLC a registered investment advisor not affiliated with Royal Alliance Associates, Inc.
A broker-dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirement, or an applicable exemption or exclusion.
For information concerning the licensing status or disciplinary history of broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.